The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...Our Behavioral Health Team Where Innovation Meets Compassionate Care Are you passionate about making a meaningful impact in... ...to compassionate care. We are currently seeking a dedicated Care Manager to join our dynamic team. Why Choose Capital Region's Behavioral...
...We are seeking a Commercial Roofing Estimator to join our growing team. This position is ideal for a detail-oriented, accurate... ...roof projects, when required Obtains quotes from vendors and subcontractors by specifying materials; identifying qualified subcontractors...
The hourly wage range for this position is $14.20 - $18.80 / hour, based on applicable experience. Parkhurst Dining is a family-owned and operated company that provides culinary, dining and catering services to over 80 organizations and universities. We believe that...
...around your delivery area. Think of all of the short cuts you'll learn! Age restrictions: Our delivery drivers need to be at least 18 years old. Dress the part: We'll provide you with a uniform. We just ask that you keep it clean and come to work wearing it. Just a...
...Job Description Job Description Commission-Based Fencing Sales Representative Middle Tennessee (Nashville Metro & Surrounding Areas)100% Commission Earn 20% of Gross Profit Per Sale Residential & Commercial Opportunities Are you a motivated, independent...